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Unigroup Guoxin Microelectronics finds no insider trading for 2025 stock option plan

October 20, 2025 at 11:39 AM UTCBy FilingReader AI

Unigroup Guoxin Microelectronics conducted a self-inspection into stock and convertible bond transactions by insiders and incentive recipients linked to its 2025 stock option incentive plan, covering the period from March 25, 2025, to September 25, 2025. The investigation found that eight insiders had traded company shares, and one insider, China International Capital Corporation Limited, traded convertible bonds. The company's dedicated repurchase securities account's transactions occurred prior to insider knowledge, as did those of three incentive recipients.

However, two incentive recipients' transactions partially occurred after gaining insider knowledge. Following verification and explanations, the company concluded these transactions were based on independent market judgment, not insider information. Nonetheless, to ensure compliance, these two individuals have been disqualified from participating in the incentive plan. Separately, the independent financial advisor for the incentive plan also had some transactions after acquiring insider knowledge.

The company stated that its internal information barrier system was effectively implemented for the independent financial advisor and its related departments did not receive inside information. Overall, the self-inspection concluded no evidence of insider trading for the 2025 stock option incentive plan prior to its announcement.

This report was generated by FilingReader's AI system from regulatory filings and company disclosures. To request a correction, contact editorial@filingreader.com

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